Investment Advisor Representative: Series 65 and State Registration

Investment advisor representatives maintain state registrations for fee-based advisory services. Blockchain offers modern credentialing solutions.

The IAR Credential Framework

States register investment advisor representatives. Key credentials include:

• Series 65: Uniform Investment Adviser Law Examination
• CFP Waiver: Some states allow CFP to waive Series 65
• State Registrations: Required in each state of practice
• RIA Association: Registration with registered investment advisor

IAR Credentialing Challenges

State Registrations

IARs must register in each client state.

Waiver Options

Some credentials waive examination requirements.

RIA Association

Registration tied to RIA firm association.

How Blockchain Helps IARs

State Portfolio

Track registrations across all client states.

Credential Verification

Document credentials qualifying for waivers.

Firm Transitions

Portable credential history across RIAs.

Elevate Your IAR Credentials

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